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Wells Fargo Clearing Services
Schwab Institutional
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CLIENT WEALTH PORTAL – Black Diamond
CLIENT FINANCIAL PLANNING PORTAL – eMoney
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Wells Fargo Clearing Services
Schwab Institutional
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CLIENT WEALTH PORTAL – Black Diamond
CLIENT FINANCIAL PLANNING PORTAL – eMoney
Senior Leadership
Joseph R. Schmuckler
Chief Executive Officer, Managing Director
Walter D. Bayne
President, Managing Director
Leon H. Chen
Chief Technology Officer, Managing Director
Wesley H. Gallup, CFP
®
Chief Operating Officer, Managing Director
Paige W. Garrigan
Chief Marketing & Transitions Officer, Managing Director
Jaimal C. Hayes
Chief Compliance Officer, Broker Dealer, Director
Thomas O. Herrick
Chief Market Strategist, Managing Director
Nancy G. Riggleman
Chief Compliance Officer, Investment Advisory, Director
Matthew L. Rubin
Chief Investment Officer, Managing Director
Elizabeth L. Stagg
Head of Human Resources, Managing Director
Thomas H. Tullidge, Jr.
Chief Strategy Officer, Legal & Finance, Managing Director
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