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Senior Leadership

Joseph R. Schmuckler

Chief Executive Officer, Managing Director

Walter D. Bayne

President, Managing Director

Leon H. Chen

Chief Technology Officer, Managing Director

Wesley H. Gallup, CFP^®

Chief Operating Officer, Managing Director

Paige W. Garrigan

Chief Marketing & Transitions Officer, Managing Director

Jaimal C. Hayes

Jaimal C. Hayes, IAACP^®

Chief Compliance Officer, Broker Dealer, Director

Nancy R. Oliver

Nancy R. Oliver

Chief Compliance Officer, Investment Advisory, Director

Matthew L. Rubin

Matthew L. Rubin

Chief Investment Officer, Managing Director

Elizabeth L. Stagg

Head of Human Resources, Managing Director

Thomas H. Tullidge, Jr.

Chief Strategy Officer, Legal & Finance, Managing Director

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