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Senior Leadership

Joseph Schmuckler

Joseph R. Schmuckler

Chief Executive Officer, Managing Director

Walter D. Bayne, AAMS^®

Chief Operating Officer, President - Wealth Management, Managing Director

Leon H. Chen

Chief Technology Officer, Managing Director

Wesley H. Gallup

Wesley H. Gallup, CFP^®

Deputy Chief Operating Officer, Managing Director

Thomas O. Herrick

Chief Investment Officer, Managing Director

Elizabeth Stagg

Elizabeth L. Stagg

Head of Human Resources, Director

Jessica L. Thompson

Jessica L. Thompson

Chief Compliance Officer, Corporate Counsel

Thomas Tullidge

Thomas H. Tullidge, Jr.

Chief Strategy Officer, Legal & Finance, Managing Director

Kara M. Valentine

Chief Marketing Officer & Head of Business Development, Managing Director