Shalawn P. Tucker

Operations Supervision Manager

Shalawn is responsible for overseeing the day-to-day administrative, operational, and supervisory functions performed in the firm’s branches for compliance with firm and industry regulations. She serves as the liaison between the corporate Supervision, Compliance, and Operations teams and the branch and is responsible for training branch personnel on policies and procedures. Shalawn brings over 20 years of industry experience to the firm.


  • Grove Point Financial Advisors, Supervision Principal
  • Advisor Group, Senior Advertising Principal
  • Signator Investors, Senior Compliance Regulatory Analyst
  • Transamerica Financial Advisor, Regional Compliance Analyst


  • Ohio University, B.B.A. in Management