Jaimal C. Hayes
Chief Compliance Officer, Broker Dealer, DirectorJaimal C. Hayes is the Chief Compliance Officer, Director for Cary Street Partners, LLC, where he leads the firm’s broker dealer compliance efforts. With his strong FINRA knowledge, Jaimal ensures the firm is in full compliance with applicable laws and rules with focus on major regulatory initiatives, compliance risks, and trends that may impact the firm and particularly its broker dealer business.
Jaimal is also responsible for leading and overseeing the firm’s Supervision Department and training on key issues that arise from day-to-day branch office activities. He directs a team of Operations Supervision Managers; a centralized structure designed to enhance workflow efficiency and streamline escalations across the firm’s offices. He completed BlackRock’s Emerging Leader Lab, which is an experiential leadership program for high-potential leaders. Prior to joining the firm, Jaimal held a number of compliance-related positions at firms like Truist, Capital One, and Genworth Financial.
Jaimal earned his Bachelor of Arts degree in Economics from the University of Mary Washington. In addition to his undergraduate degree, Jaimal earned his Master of Divinity in Theology from Virginia Union University. Outside of work, he serves as a Senior Pastor at Abner Baptist Church where he delivers sermons and teaches bible study to the Glen Allen community. Jaimal loves watching movies and football and spending time with his family.
Experience:
- Capital One, Senior Risk Associate
- Genworth Financial, Compliance Analyst
- Truist, Middle Office Manager
- Wells Fargo Advisors, Associate Manager
Education/Certifications:
- University of Mary Washington, BA, Economics
- Virginia Union University, Master of Divinity, Theology/Theological Studies
- Series 7, 9, 10, 24, 63 licenses and Life & Health insurance license