Thomas D. Faught, CLU, ChFC

Financial Advisor, Operations Supervision Manager, Director

Mr. Faught is a financial advisor in San Antonio and is responsible for developing and managing client relationships.

Experience:

  • Financial Advisor, Branch Manager and Chief Compliance Officer for RiverStone Wealth Management, responsible for developing client relationships, supervising local broker-dealer and investment advisory activities, and developing and implementing comprehensive firm compliance policies and procedures.
  • UBS Wealth Management, Financial Advisor
  • USAA Financial Services, Executive Director of Learning Systems, Responsible for the development and delivery of training and continuing education programs.

Education:

  • Texas A&M University, BS, Education
  • FINRA Series 3, 6, 7, 63, 66, 24

Check the background of this investment professional on FINRA’s BrokerCheck