Thomas D. Faught, CLU, ChFC

Mr. Faught is responsible for developing and managing client relationships and supervising branch activities in support of the firm’s overall business strategy.

Experience:

• Financial Advisor, Branch Manager and Chief Compliance Officer for RiverStone Wealth Management, responsible for developing client relationships, supervising local broker-dealer and investment advisory activities, and developing and implementing comprehensive firm compliance policies and procedures.
• UBS Wealth Management, Financial Advisor
• USAA Financial Services, Executive Director of Learning Systems, Responsible for the development and delivery of training and continuing education programs.

Education:

• Texas A&M University, BS, Education
• FINRA Series 3, 6, 7, 63, 66, 24

Check the background of this investment professional on FINRA’s BrokerCheck