Thomas D. Faught, CLU, ChFC
Financial Advisor, Operations Supervision Manager, DirectorMr. Faught is a financial advisor in San Antonio and is responsible for developing and managing client relationships.
Experience:
- Financial Advisor, Branch Manager and Chief Compliance Officer for RiverStone Wealth Management, responsible for developing client relationships, supervising local broker-dealer and investment advisory activities, and developing and implementing comprehensive firm compliance policies and procedures.
- UBS Wealth Management, Financial Advisor
- USAA Financial Services, Executive Director of Learning Systems, Responsible for the development and delivery of training and continuing education programs.
Education:
- Texas A&M University, BS, Education
- FINRA Series 3, 6, 7, 63, 66, 24
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