Stephanie Sears
Operations Supervision ManagerStephanie is responsible for overseeing the day-to-day administrative, operational, and supervisory functions performed in the firm’s branches for compliance with firm and industry regulations. She serves as the liaison between the corporate Supervision, Compliance, and Operations teams and the branches, and is responsible for training branch personnel on policies and procedures. Stephanie brings over 20 years of industry experience to the firm.
Experience:
- Fidelity Investments, Assistant Branch Leader
- Equitable Advisors, Senior Manager, Branch Operations
- State Employee Federal Credit Union, Member Solutions Center Manager
Education/Certifications:
- Siena College, BS Finance
- Series 7, 9, 10, 24, 63, 66 certifications