Nancy G. Riggleman

Compliance Manager, Assistant Vice President

Nancy Riggleman is a Compliance Manager for Cary Street Partners. Nancy’s responsibilities include registration and licensing, training, policy and procedure maintenance, and compliance onboarding of employees and acquirees. Prior to joining the firm, Nancy worked as a Compliance Specialist at Harris Williams. She has approximately five years of experience working in the financial services industry specializing in compliance.
Nancy graduated from James Madison University with a Bachelor of Arts in Political Science and Government. Outside of work, Nancy enjoys spending time playing soccer, running, traveling, and training her dog, Sprout.

Experience:

  • Harris Williams, Compliance Specialist

Education/Certifications:

  • James Madison University, BA, Political Science and Government
  • FINRA Securities Industry Essentials Exam (S.I.E)