Jaimal C. Hayes, IAACP®
Chief Compliance Officer, Managing DirectorJaimal C. Hayes is the Chief Compliance Officer and Managing Director at Cary Street Partners, where he serves across both its FINRA-registered broker-dealer and SEC-registered investment advisers. In this capacity, Jaimal holds accountability for the design, implementation, and ongoing effectiveness of CSP’s compliance program, integrating fiduciary and broker-dealer regulation within a unified compliance structure built for the firm’s advisory-centric model.
Jaimal’s oversight spans the full breadth of the firm’s regulatory obligations, including Investment Advisers Act compliance, FINRA broker-dealer supervision, BSA/AML program management, and insurance and annuity supervision as the firm’s Designated Responsible Licensed Principal (DRLP). He directly supervises a team of Compliance Professionals and Operations Supervision Managers, and leads the firm’s relationships with the SEC, FINRA, and state regulators, including examination management and regulatory response. He completed BlackRock’s Emerging Leader Lab, an experiential leadership program for high-potential leaders. Prior to joining CSP, Jaimal held compliance and risk roles at Truist, Capital One, and Genworth Financial.
Jaimal earned his Bachelor of Arts in Economics from the University of Mary Washington and his Master of Divinity in Theology from Virginia Union University. Outside of work, he serves as a Senior Pastor at Abner Baptist Church, where he delivers sermons and teaches Bible study to the Glen Allen community.
Experience:
- Cary Street Partners, Chief Compliance Officer, Broker Dealer
- Capital One, Senior Risk Associate
- Genworth Financial, Compliance Analyst
- Truist, Middle Office Manager
- Wells Fargo Advisors, Associate Manager
Education/Certifications:
- University of Mary Washington, BA, Economics
- Virginia Union University, Master of Divinity, Theology/Theological Studies
- Series 7, 9, 10, 24, 63 licenses and Life & Health insurance license
- Investment Adviser Certified Compliance Professional (IACCP®)
- Certified Anti-Money Laundering Specialist (CAMS)