Deborah A. WardBranch Compliance & Operations Manager, Vice President
Debbie Ward is Branch Compliance and Operations Manager in the Glen Allen, Virginia office. Her responsibilities include operational and administrative Client Service associated duties to support client needs as well as Qualified Supervisor oversight to ensure adherence to industry regulations as well as to firm policies and procedures. Debbie brings extensive operations experience to Cary Street Partners having held several positions at First Clearing Corporation in Brokerage Clearance, Delivery vs. Payment, and Options Settlement.
Debbie graduated from Virginia Commonwealth University, earning dual degrees: Bachelor of Science in Finance and Bachelor of Science in Economics. In addition to her degrees, Debbie is registered as a FINRA Registered Representative and a General Securities Principal having received her Series 7, 66, 9, and 10 licenses.
- First Clearing Corporation, Brokerage Operations Associate
- Virginia Commonwealth University, dual degrees: BS, Finance and BS, Economics
- Series 7, 66, 9, and 10 licenses
- Securities Industry Essential exam