Adam F. Simpson

Adam is responsible for overseeing the day-to-day administrative, operational, and supervisory functions performed in the firm’s branches for compliance with firm and industry regulations. He serves as the liaison between the corporate Supervision, Compliance, and Operations teams and the branch and is responsible for training branch personnel on policies and procedures. Adam brings over 20 years of industry experience to the firm.

Experience:

• Ameriprise Financial Services, Operations Manager
• Wells Fargo Advisors, Client Support Specialist

Education/Certifications:

• Virginia Commonwealth University, Certified Data Science and Artificial Intelligence Professional
• Series 7, 66