San Antonio - Wealth Management

Thomas D. Faught – CLU, ChFC

Financial Advisor, Branch Compliance and Operations Manager

Mr. Faught is responsible for developing and managing client relationships and supervising branch activities in support of the firm’s overall business strategy.


  • Financial Advisor, Branch Manager and Chief Compliance Officer for RiverStone Wealth Management, responsible for developing client relationships, supervising local broker-dealer and investment advisory activities, and developing and implementing comprehensive firm compliance policies and procedures.
  • UBS Wealth Management, Financial Advisor
  • USAA Financial Services, Executive Director of Learning Systems, Responsible for the development and delivery of training and continuing education programs.


  • Texas A&M University, BS, Education
  • FINRA Series 3, 6, 7, 63, 66, 24


Check the background of this investment professional on FINRA’s BrokerCheck


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