Richmond - Senior Leadership

Joseph R. Schmuckler

Managing Director, Chief Executive Officer

Mr. Schmuckler is responsible for developing and executing the firm’s overall business strategy.


  • Kidder, Peabody & Co, Inc., Partner, Responsible for institutional equity derivatives.
  • Nomura Holding America, Inc, Chief Operating Officer, Responsible for the US broker dealer securities, investment management and advisory businesses.
  • Mitsubishi UFJ Securities, Ltd., Senior Executive Officer, Responsible for the global markets sales, trading and capital markets businesses.
  • Medley Capital, LLC, Managing Partner, Responsible for business development and institutional fundraising.


  • University of Delaware, BS, Finance
  • New York University, MBA, Finance

Check the background of this investment professional on FINRA’s BrokerCheck