San Antonio - Wealth Management

Thomas D. Faught – CLU, ChFC

Financial Advisor, Branch Compliance and Operations Manager

Mr. Faught is responsible for developing and managing client relationships and supervising branch activities in support of the firm’s overall business strategy.

Experience:

  • Financial Advisor, Branch Manager and Chief Compliance Officer for RiverStone Wealth Management, responsible for developing client relationships, supervising local broker-dealer and investment advisory activities, and developing and implementing comprehensive firm compliance policies and procedures.
  • UBS Wealth Management, Financial Advisor
  • USAA Financial Services, Executive Director of Learning Systems, Responsible for the development and delivery of training and continuing education programs.

Education:

  • Texas A&M University, BS, Education
  • FINRA Series 3, 6, 7, 63, 66, 24

Contact:

Check the background of this investment professional on FINRA’s BrokerCheck