At Cary Street Partners, protecting the privacy of customer information is one of our most fundamental responsibilities.
Protecting your personal information online is an essential part of our service to you. Our systems use technologies such as firewalls (which protect systems from intrusion) and encryption (scrambling of information) to protect customer information. We validate your identity through confidential access codes before we allow online access to your accounts.
Cary Street Partners may collect non-public personal information about you from the following sources: Your account opening documentation, applications or other forms, which include name, address, phone number, social security number and date of birth. Your transactions with our affiliates, others or us. Information from non-affiliated third parties, such as credit history or employment status. Information for special services offered by a third party, such as bill payment requests.
Cary Street Partners may disclose your non-public personal information, as described above, to an affiliated third party. We may also disclose the above information to non-affiliated third parties to assist us in servicing your account, such as a clearing agent, a transfer agent, an issuer, custodians, banks, etc. In addition, we may disclose your non-public personal information to securities regulators upon request, to others pursuant to a subpoena and as otherwise permitted by law. Should you at any time close your account with us we will continue to adhere to our privacy policies and practices.
Non-public personal information is personally identifiable financial information that a customer provides to a financial institution, results from a transaction with the customer; or is otherwise obtained by the financial institution. For example, non-public personal information includes information regarding your account value and investment history.
An affiliated third party is any other entity with common ownership and/or control. A non-affiliated third party is an entity that has no common ownership and/or control with Cary Street Partners.
Cary Street Partners Holdings, LLC is a limited liability holding company that owns 100% of Cary Street Partners LLC, a registered broker-dealer and Member of FINRA/SIPC, and 100% of Cary Street Partners Investment Advisory LLC, a federally registered investment advisor. Cary Street Partners is the trade name used by two separate, registered firms providing securities brokerage, insurance and investment advisory services. Products may not be available in all jurisdictions.